13:05 ET Dow -154.48 at 10309.92, Nasdaq -37.61 at 2138.44, S&P -19.130 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 0 1 100001 0 1 0 1 1 0 1 0 00 0 1 1 1 0 1 100001 0 1 1 100001 13:05 ET Dow -154.48 at 10309.92, Nasdaq -37.61 at 2138.44, S&P -19.1313:05 ET Dow -154.48 at 10309.92, Nasdaq -37.61 at 2138.44, S&P -19.13

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Tuesday, October 4, 2011

COUNTRY CC MIC INSTITUTION DESCRIPTION ACR CITY WEBSITE Date STATUS  
UNITED STATES OF  US OTCB OTCQB MARKETPLACE NEW YORK http://www.otcmarkets.com/pink/otcguide/investors_market_tiers.jsp May-10 Active  
UNITED STATES OF  US OTCQ OTCQX NEW YORK www.otcqx.com Aug-08 Active  
UNITED STATES OF  US PDQD PDQ ATS DARK ILLINOIS www.pdqenterprises.com May-11 Active  
UNITED STATES OF  US PDQX PDQ ATS ILLINOIS www.pdqenterprises.com May-11 Active  
UNITED STATES OF  US PINX PINK OTC MARKETS INC. (NQB)   NEW YORK www.pinksheets.com Nov-10 Active  
UNITED STATES OF  US PIPE PIPELINE   NEW YORK www.pipelinetrading.com Nov-06 Active  
UNITED STATES OF  US PRSE PRAGMA ATS   NEW YORK www.pragmatrading.com Dec-10 Active  
UNITED STATES OF  US PSGM PINK SHEETS GREY MARKET NEW YORK www.pinksheets.com Jun-08 Active  
UNITED STATES OF  US PULX BLOCKCROSS ATS BOSTON www.blockcross.com Nov-10 Active  
UNITED STATES OF  US RICD RIVERCROSS DARK RIVERX NARBERTH www.rxats.com May-11 Active  
UNITED STATES OF  US RICX RIVERCROSS NARBERTH www.rxats.com May-11 Active  
UNITED STATES OF  US SGMA GOLDMAN SACH MTF NEW YORK www2.goldmansachs.com Mar-08 Active  
UNITED STATES OF  US SHAD D.E. SHAW DARK NEW YORK www.deshaw.com May-11 Active  
UNITED STATES OF  US SHAW D.E. SHAW NEW YORK www.deshaw.com May-11 Active  
UNITED STATES OF  US SIGX SIGMA X CANADA   BOSTON http://gset.gs.com/ Jul-11 Active  
UNITED STATES OF  US THRD THIRD MARKET CORPORATION eTHRD CHICAGO www.ethrd.com Jun-05 Active  
UNITED STATES OF  US TRCK TRACK ECN   NEW YORK www.trackecn.com Dec-10 Active  
UNITED STATES OF  US TRWB TRADEWEB LLC   JERSEY CITY www.tradeweb.com Jun-05 Active  
UNITED STATES OF  US VTEX VORTEX NEW YORK www.bnyconvergex.com Mar-09 Active  
UNITED STATES OF  US XADF FINRA ALTERNATIVE DISPLAY FACILITY WASHINGTON/NEW YORK www.finra.org Feb-08 Active  
UNITED STATES OF  US XAQS AUTOMATED EQUITY FINANCE MARKETS AQS NEW YORK www.quadriserv.com Oct-08 Active  
UNITED STATES OF  US XASE NYSE AMEX EQUITIES AMEX NEW YORK www.nyse.com May-09 Active  
UNITED STATES OF  US XBOS NASDAQ OMX BX BSE BOSTON www.bostonstock.com Feb-09 Active  
UNITED STATES OF  US XBOX BOSTON OPTIONS EXCHANGE BOX BOSTON www.bostonoptions.com Jun-05 Active  
UNITED STATES OF  US XBRT BRUT ECN BRUT NEW YORK www.nasdaqtrader.com Jun-05 Active  
UNITED STATES OF  US XCBF CBOE FUTURES EXCHANGE CFE CHICAGO www.cfe.cboe.com Jul-08 Active  
UNITED STATES OF  US XCBO CHICAGO BOARD OPTIONS EXCHANGE CBOE CHICAGO www.cboe.com Jul-08 Active  
UNITED STATES OF  US XCBT CHICAGO BOARD OF TRADE CBOT CHICAGO www.cbot.com Jun-05 Active  
UNITED STATES OF  US XCCX CHICAGO CLIMATE EXCHANGE, INC CCX CHICAGO www.chicagoclimateexchange.com Jun-05 Active  
UNITED STATES OF  US XCEC COMMODITIES EXCHANGE CENTER COMEX NEW YORK www.nymex.com Jun-05 Active  
UNITED STATES OF  US XCFF CANTOR FINANCIAL FUTURES EXCHANGE CANTOR NEW YORK www.cantor.com Jun-05 Active  
UNITED STATES OF  US XCHI CHICAGO STOCK EXCHANGE, INC CHX CHICAGO www.chx.com Jun-05 Active  
UNITED STATES OF  US XCIS NATIONAL STOCK EXCHANGE   CHICAGO Jun-05 Active  
UNITED STATES OF  US XCME CHICAGO MERCANTILE EXCHANGE CME CHICAGO www.cme.com Jun-05 Active  
UNITED STATES OF  US XCUR CURRENEX NEW YORK www.currenex.com Feb-09 Active  
UNITED STATES OF  US XELX ELX NEW YORK www.elxfutures.com Jun-09 Active  
UNITED STATES OF  US XFCI FINANCIALCONTENT INDEXES FOSTER CITY www.financialcontent.com Feb-09 Active  
UNITED STATES OF  US XIMM INTERNATIONAL MONETARY MARKET   CHICAGO www.cme.com Jun-05 Active  
UNITED STATES OF  US XIOM INDEX AND OPTIONS MARKET IOM CHICAGO www.cme.com Jun-05 Active  
UNITED STATES OF  US XISA INTERNATIONAL SECURITIES EXCHANGE, LLC - ALTERNATIVE MARKETS ISE NEW YORK www.ise.com Jun-08 Active  
UNITED STATES OF  US XISE INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES ISE NEW YORK www.ise.com Jun-08 Active  
UNITED STATES OF  US XISX INTERNATIONAL SECURITIES EXCHANGE, LLC ISE NEW YORK www.iseoptions.com Jun-05 Active  
UNITED STATES OF  US XKBT KANSAS CITY BOARD OF TRADE KCBT KANSAS CITY www.kcbt.com Jun-05 Active  
UNITED STATES OF  US XMER MERCHANTS' EXCHANGE ME CHICAGO Jun-05 Active  
UNITED STATES OF  US XMGE MINNEAPOLIS GRAIN EXCHANGE MGE MINNEAPOLIS www.mgex.com Jun-05 Active  
UNITED STATES OF  US XNAS NASDAQ NASDAQ NEW YORK www.nasdaq.com Jun-05 Active  
UNITED STATES OF  US XNCM NASDAQ CAPITAL MARKET NEW YORK www.nasdaq.com Feb-08 Active  
UNITED STATES OF  US XNDQ NASDAQ OPTIONS MARKET   NEW YORK www.nasdaq.com May-07 Active  
UNITED STATES OF  US XNGS NASDAQ/NGS (GLOBAL SELECT MARKET) NGS NEW YORK www.nasdaq.com Jul-06 Active  
UNITED STATES OF  US XNIM NASDAQ INTERMARKET NEW YORK www.nasdaq.com Feb-08 Active  
UNITED STATES OF  US XNLI NYSE LIFFE NEW YORK www.nyse.com Sep-08 Active